Michael Decker, senior vice president for research and public policy at BDA. A broker-dealer group in a comment letter urged the Securities and Exchange Commission to approve the Municipal Securities ...
Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory ...
An expanded group of debt securities is permitted to trade on NYSE Bonds; broker-dealers also can publish OTC quotations for the securities As a follow-up to our prior discussion in this area, this ...
FLASH FRIDAY is a weekly content series looking at the past, present and future of capital markets trading and technology. FLASH FRIDAY is sponsored by Instinet, a Nomura company. On May 16, 2024, the ...
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